No. Consultation Launched   Closed Effective date Description
1.  ISDX Growth Market Rules for Issuers 2016 and the ISDX Corporate Adviser Handbook 2016 13 June 2016 27 June 2016 3 July 2016

Changes for advent of MAR and other amendments

ISDX Response to consultation on rule changes July 2016

ISDX Growth Market Rules for Issuers July 2016

ISDX Growth Market Rules for Issuers July 2016 mark up

ISDX Corporate Adviser Handbook 13 June 2016

ISDX Growth Market Rules for Issuers Blackline 13 June 2016

ISDX Growth Market Rules for Issuers 13 June 2016

2. Rules for Issuers 2015/Corporate Adviser Handbook 2015/Due Diligence Practice Note 2015 22 January 2015 20 February 2015 23 March 2015 Introduction of revised admission criteria for issuers, a modified framework for the role of an NEX Exchange Corporate Adviser and a practice note to clarify the due diligence requirements in respect of the NEX Exchange Growth Market.
3. Disciplinary Procedures 25 July 2014 25 August 2014 23 March 2015 Amendments to the Disciplinary Procedures (applicable to member firms and issuers), involving disciplinary matters and appeals.
4. Rules for issuers 2013/Corporate Adviser Handbook 2013 8 April 2013 13 May 2013 23 March 2015 Introduction of additional admission criteria for equity securities and requirements around investment vehicles, cash shells, corporate governance and disclosure, and a new framework for the role of an authorised NEX Exchange Corporate Adviser.
5. Trading Rules 2011 29 June 2011 31 July 2011 1 September 2011 Introduction of changes to reflect the single quote-driven trading model and technical improvements to the Trading Rules.
6. Disciplinary Procedures 2010 8 April 2010 8 May 2010 12 May 2010 Creation of a Disciplinary Commissioner as well as broadening the circumstances in which a "Precautionary Suspension" of a Member Firm can be invoked.
7. Rules for Issuers 2010 8 February 2010 8 March 2010 12 May 2010 Incorporation of the new fast-track admission procedure for applicants from Qualifying Markets and clarification of the responsibilities and role of the Corporate Adviser and the circumstances requiring the publication of an admission document.
8. Fast-track procedures 12 November 2009 12 December 2009 12 January 2010 Introduction of a regulatory framework enabling issuers with a quotation on certain reputable smaller company markets within the EU to obtain a dual quotation via an expedited procedure.
9. Corporate Adviser Handbook 2009 30 July 2009 21 September 2009 1 October 2009 Clarification of certain sections of the existing handbook in response to queries received from time to time.
10. Rules for Issuers 2009 5 January 2009 26 February 2009 9 March 2009 Clarification of certain sections of the existing rules in response to queries received from time to time.
11. Trading Rules 2008/2009 1 September 2008 1 October 2008 23 February 2009 Introduction of changes to reflect the expansion of quote-driven services.
12. Trading Rules 2007 16 August 2007 17 September 2007 1 November 2007 Introduction of detailed trading rulebook in order to implement the Markets in Financial Instruments Directive ("MiFID") in November 2007.
13. Admission & Disclosure Standards, Rules for Issuers and Disciplinary Procedures 2007 23 April 2007 21 June 2007 1 November 2007 Introduction of new regulatory framework to accommodate the positioning of the Exchange both as a Recognised Investment Exchange ("RIE") and as a full service Market Operator following the implementation of the Markets in Financial Instruments Directive ("MiFID") in November 2007. Introduction of the Admission & Disclosure Standards for listed securities
14. Rules for Issuers 2007 27 November 2006 31 December 2006 20 January 2007 Introduction of the FSA disclosure regime under the DTR in the Rules for Issuers.