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DJ Lombard Capital PLC Holding(s) in Company

 
TIDMLCAP 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
1. Identity of the issuer or the underlying issuer                        Lombard Capital Plc 
of existing shares to which voting rights are 
attached: ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights                                                         x 
 
Other (please 
specify): 
 
3. Full name of person(s) subject to the                            David William Grierson 
notification obligation: iii 
 
4. Full name of shareholder(s)                         Platform Securities Nominees LTD - Account KKCLT 
 (if different from 3.):iv 
 
5. Date of the transaction and date on                                 31st January 2017 
which the threshold is crossed or 
reached: v 
 
6. Date on which issuer notified:                                      31st January 2017 
 
7. Threshold(s) that is/are crossed or                  22.3% prior to the transaction diluted to 20.0% 
reached: vi, vii 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of   Situation previous         Resulting situation after the triggering transaction 
shares          to the triggering 
                transaction 
if possible 
using           Number         Number      Number        Number of voting             % of  voting rights x 
the ISIN CODE   of             of          of shares     rights 
                Shares         Voting 
                               Rights      Direct        Direct xi         Indirect   Direct      Indirect 
                                                                           xii 
 
                665,000        665,000     665,000       665,000                      20.0% 
GB00BSQXQ119 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial         Expiration Exercise/                      Number of voting            % of voting 
instrument                         Conversion Period xiv          rights that may be          rights 
                          date                                    acquired if the 
                          xiii                                    instrument is 
                                                                  exercised/ converted. 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of financial  Exercise    Expiration Exercise/         Number of voting rights          % of voting rights 
instrument         price       date    Conversion period instrument refers to             xix, xx 
                               xvii    xviii 
 
                                                                                          Nominal     Delta 
 
Total (A+B+C) 
 
Number of voting rights                              Percentage of voting rights 
 
                      665,000                                                  20.0% 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
13. Additional information: 
 
14. Contact name:                                            David Grierson 
 
15. Contact telephone number:                                  07554000677 
 
 
 
 
END 
 

(END) Dow Jones Newswires

February 01, 2017 09:12 ET (14:12 GMT)